Barring negotiated settlements, most of Canada’s securities enforcement community will be consumed this fall with the prosecution of several related high-profile cases alleging insider trading of shares in the former Montreal-based Amaya Inc., now Toronto-based The Stars Group Inc. … Continue reading
Tag Archives: Aston Hill Financial
Putting the force in enforcement
As Canada’s leading market watchdog, the Ontario Securities Commission has been long criticized for its weak record in prosecuting serious securities crime. Will a new head of enforcement, working with new tools, under a new chair, be able to change that?By Cooper Langford
August 4th, 2017
Posted in Features, Top Stories
|
Tagged Allen Chan, Amaya Inc., Aston Hill Financial, Autorité des marchés financiers, Benedict Cheng, David Baazov, David Rothstein, Eric Tremblay, Frank Soave, fraud, Heidi Franken, Howard Wetston, Hugh Craig, IMET, insider trading, Integrated Market Enforcement Team, Jeff Kehoe, Joint Serious Offences Team, Joseph Groia, JSOT, Larry Ritchie, Londoni Gold Corp., Maureen Jensen, Norm Keith, Ontario Securities Commission, OSC, Sino-Forest, whistleblower